Regulation S-K Item 103 requires the corporation to briefly describe material pending legal proceedings,…
When a corporation speaks through a public filing or informally, e.g., by issuing a…
Yes, an employer's effort to force a corporate whistleblower to waive the non-waivable right to…
Suing a Whistleblower Can Give Rise to a Retaliation Claim Filing a lawsuit without…
A SOX whistleblower may, within 60 days of the ARB’s issuing its final decision, file…
A Sarbanes-Oxley whistleblower case must be filed initially with OSHA. If the Department of Labor has not…
The scope of discovery in Sarbanes-Oxley whistleblower cases is broad. In an order granting a motion…
How can a SOX whistleblower appeal an ALJ’s decision? A SOX whistleblower can file a petition…
Formal rules of evidence do not apply in SOX whistleblower cases litigated before a DOL ALJ.…
The deadline for a SOX whistleblower to file a complaint is 180 days after they either experience…
Most of the whistleblower retaliation statutes adjudicated at the DOL, including SOX, authorize compensatory damages.…
Does the Sarbanes-Oxley Act protect whistleblowing in the course of performing one's job duties?…
