SEC whistleblower protections

SEC Brings Charges Against Former CEO for Retaliating Against a Whistleblower and Impeding Whistleblowing

SEC Brings Charges Against Former CEO for Retaliating Against a Whistleblower and Impeding Whistleblowing

In an amended complaint filed in SEC v. Adam Rogas, et. al, a fraud case…

1 year ago

NAVEX Report Reveals Increase in Whistleblower Retaliation and Reporting of Misconduct

NAVEX’s 2022 Risk & Compliance Hotline & Incident Management Benchmark Report reveals an increase in…

2 years ago

State Treasurers Call on SEC to Investigate Apple’s Nondisclosure Agreements

In a January 30, 2022 letter to SEC Chair Gensler, eight State treasurers requested that the SEC…

2 years ago

SEC Whistleblower Reform Law Would Strengthen Protections for SEC Whistleblowers

    Congressman Al Green, Chair of the House Financial Services Committee Subcommittee on Oversight…

3 years ago

SEC Prevails in Case Challenging its Anti-Gag Rule, a Pillar of the SEC Whistleblower Reward Program

A critical reason for the success of the SEC whistleblower program is the SEC’s adoption…

3 years ago

Whistleblower Lawyer Speaking at CLE About Whistleblower Rights of Private Sector Employees

  Whistleblower lawyer Jason Zuckerman will speak at a DC Bar CLE on June 15, 2021…

3 years ago

SEC Whistleblower Lawyer will Moderate DC Bar Program About New Developments in the SEC Whistleblower Program

SEC whistleblower lawyer Jason Zuckerman will moderate a DC Bar webcast program titled New Developments…

3 years ago

SEC Adopts Amendments to Whistleblower Rules that Will Strengthen Some Aspects of the Program But Also Reduce Large Awards and Limit Protection Against Retaliation

By a vote of 3-2, the SEC adopted amendments to the rules governing the SEC…

4 years ago

Whistleblower Retaliation Lawyer Will Speak at Webinar About Whistleblower Retaliation Claims

Whistleblower retaliation lawyer Jason Zuckerman will speak at a National Business Institute webinar about Whistleblower…

4 years ago

Recent SEC Whistleblower Awards Highlight Pervasive Retaliation

  Recent SEC Whistleblower Awards Highlight Pervasive Retaliation When the SEC proposed regulations implementing the…

4 years ago