Securities Fraud Whistleblower

Whistleblower Disclosures to Federal Agencies Are Protected Under the Work Product Doctrine

Whistleblower Disclosures to Federal Agencies Are Protected Under the Work Product Doctrine

  Magistrate Judge Nita Stormes’ ruling in BofI Federal Bank v. Erhart suggests that the attorney…

8 years ago

SEC Enforcement Action Clarifies Broad Scope of Anti-Gag Provision in Dodd-Frank Whistleblower Rules

  Recognizing whistleblowers’ vital role in combating securities fraud, the SEC has issued a cease-and…

8 years ago

Whistleblower Lawyer Will Speak at BNA Bloomberg Webinar on New Developments in Whistleblower Law

  Whistleblower lawyer Jason Zuckerman will speak at a BNA Bloomberg on New Developments in Whistleblower…

8 years ago

Sarbanes-Oxley Whistleblower Prevails in ARB Appeal

The Department of Labor Administrative Review Board’s decision in Dietz v. Cypress Semiconductor Corp. establishes…

8 years ago

Decision Denying Motion for Summary Judgment Broadly Construes Sarbanes-Oxley Protected Whistleblowing

Bank Whistleblower Defeats Motion for Summary Judgment Richard Trusz, the former head of valuation at…

8 years ago

SOX Whistleblower Decision Adopts Favorable Pleading Standard for Whistleblowers

  A decision from the District of Connecticut in a Sarbanes-Oxley whistleblower retaliation case sets…

8 years ago

Whistleblower Lawyer Jason Zuckerman Will Speak at Webinar on Mastering Internal Investigations, Whistleblower, and Securities Law

Whistleblower lawyer Jason Zuckerman will be speaking at a Rossdale webinar titled “Mastering Internal Investigations, Whistleblower,…

8 years ago

SEC Enforcement Action Portends Rewards for Cybersecurity Whistleblowers

Cybersecurity SEC Enforcement Action The Securities and Exchange Commission announced on Tuesday that it had…

9 years ago

SOX Protection for Contractors Limited to Disclosures About Wrongdoing at Publicly-Traded Companies

 The whistleblower protection provision of SOX prohibits an “officer, employee, contractor, subcontractor or agency” of…

9 years ago

Whistleblower Attorney Zuckerman Will Speak at Corporate Whistleblowing Forum

Whistleblower attorney Jason Zuckerman will speak on a panel at the Thomson Reuters 4th Annual…

9 years ago