Securities Fraud Whistleblower

SEC Whistleblower Program: What is the SEC Form TCR?

SEC Whistleblower Program: What is the SEC Form TCR?

  What is the SEC Whistleblower Program's Form TCR? The SEC Form TCR (Tip, Complaint…

7 years ago

Court Rules for In-House Counsel Whistleblower

A decision from the U.S. District Court for the Northern District of California in Wadler…

7 years ago

SEC Whistleblower Lawyer Dallas Hammer Quoted About SEC Whistleblower Program

A Bloomberg BNA article titled SEC Whistle-Blower Awards: No Guarantees quotes SEC whistleblower lawyer Dallas Hammer’s insights about…

7 years ago

SEC Advocates Broad Construction of Dodd-Frank Whistleblower Protection Law

SEC Files Amicus Curiae Brief in Dodd-Frank Whistleblower Retaliation Case The Securities and Exchange Commission…

8 years ago

Pro Se Sarbanes Oxley Whistleblower Prevails in Jury Trial

Sarbanes-Oxley Whistleblower Obtains Substantial Damages An article in Corporate Counsel titled How to Help a…

8 years ago

SEC Orders Company to Pay $500K For Whistleblower Retaliation

  SEC Enforcement Action for Whistleblower Retaliation On September 29, 2016, the SEC ordered International…

8 years ago

SEC Enforcement Director Touts Success of SEC Whistleblower Program

In a speech to whistleblower lawyers about the SEC's Whistleblower Program, SEC Enforcement Director Andrew…

8 years ago

Sarbanes-Oxley Whistleblower Obtains $2.7M in Front Pay

SOX Whistleblower Wins at Trial A federal jury awarded $1.6 million in compensatory damages to…

8 years ago

SOX Whistleblower Decision Clarifies Broad Scope of SOX Protected Conduct

A win by a Sarbanes-Oxley Act (“SOX”) whistleblower in Burns v Medtronic, No. 8:15-cv-2330-T17-TBM, 2016…

8 years ago

SEC Whistleblower Turns Down $8.25M Whistleblower Award

  Eric Ben-Artzi, a former risk officer at Deutsche Bank, blew the whistle on colleagues’…

8 years ago