UPDATE: In Digital Realty Trust, Inc. v. Somers, the Supreme Court clarified the scope…
On March 9, 2017, the SEC charged a California-based marijuana company, Medbox, with securities fraud…
Accounting Fraud SEC Enforcement Action On March 3, 2017, the SEC announced that homebuilding company…
SEC Awards for Disclosures of Foreign Bribery or FCPA Violations Under the SEC Whistleblower Program,…
Qualifying for an SEC Whistleblower Award: Lessons Learned from SEC Whistleblower Award Determinations The…
A whistleblower achieved a significant win on a critical challenge that nearly all corporate whistleblowers…
On February 2, 2017, the SEC charged an investment advisory business and its owner, Mark…
Many key compliance personnel, including internal auditors, external auditors, officers, and directors may incorrectly assume that they are…
On December 5, 2016, the SEC issued an award determination resolving two whistleblowers’ claims based…
A Bloomberg BNA article titled SEC Whistle-Blower Awards: No Guarantees quotes SEC whistleblower lawyer Dallas Hammer’s insights about…
SEC Whistleblower Lawyer Notes Success of SEC Whistleblower Program An article in the National Law…
Press reports indicate that a repeal of the Dodd-Frank Act is among the top policy…
