securities fraud whistleblowing

SEC Whistleblower Program: Exposing Insider Trading

SEC Whistleblower Program: Exposing Insider Trading

SEC's Increased Focus on Insider Trading On March 23, 2017, a New York federal judge…

7 years ago

SEC Awards for Disclosures of Foreign Bribery or FCPA Violations

SEC Awards for Disclosures of Foreign Bribery or FCPA Violations Under the SEC Whistleblower Program,…

7 years ago

5 Tips for SEC Whistleblowers to Get SEC Whistleblower Awards

  Qualifying for an SEC Whistleblower Award: Lessons Learned from SEC Whistleblower Award Determinations The…

7 years ago

Court Rules that Whistleblowers Can Use Confidential Company Documents to Expose Fraud

A whistleblower achieved a significant win on a critical challenge that nearly all corporate whistleblowers…

7 years ago

SEC Whistleblower Program: What is the SEC Form TCR?

  What is the SEC Whistleblower Program's Form TCR? The SEC Form TCR (Tip, Complaint…

7 years ago

SEC Targeting Investment Adviser Fraud

On February 2, 2017, the SEC charged an investment advisory business and its owner, Mark…

7 years ago

Compliance Personnel, Auditors, Officers and Directors Can Obtain SEC Whistleblower Awards

Many key compliance personnel, including internal auditors, external auditors, officers, and directors may incorrectly assume that they are…

7 years ago

Whistleblower Lawyer Interviewed About the Rise of Cybersecurity Whistleblowing

Law Firm Representing Cybersecurity Whistleblowers Cybersecurity whistleblower lawyer Dallas Hammer was interviewed by Corporate Crime Reporter regarding the…

7 years ago

A Tale of Two Whistleblowers: Lessons Learned from December 2016 SEC Whistleblower Award

On December 5, 2016, the SEC issued an award determination resolving two whistleblowers’ claims based…

7 years ago

SEC Whistleblower Lawyer Dallas Hammer Quoted About SEC Whistleblower Program

A Bloomberg BNA article titled SEC Whistle-Blower Awards: No Guarantees quotes SEC whistleblower lawyer Dallas Hammer’s insights about…

7 years ago

SEC Advocates Broad Construction of Dodd-Frank Whistleblower Protection Law

SEC Files Amicus Curiae Brief in Dodd-Frank Whistleblower Retaliation Case The Securities and Exchange Commission…

7 years ago

Whistleblower Lawyer Zuckerman Will Speak at Risk, Ethics & Compliance Forum

Whistleblower lawyer Jason Zuckerman, Principal of Washington, DC firm whistleblower firm Zuckerman Law, will speak…

8 years ago