SEC Whistleblower Related Action

Can an SEC whistleblower obtain an award from a payment made under a DOJ deferred prosecution agreement or non-prosecution agreement?

Can an SEC whistleblower obtain an award from a payment made under a DOJ deferred prosecution agreement or non-prosecution agreement?

Awards Paid from a Deferred Prosecution Agreement or Non-Prosecution Agreement In September 2020, the SEC revised…

2 years ago

What “related actions” qualify for an SEC whistleblower award?

Awards for "Related Actions" under the SEC Whistleblower Program Under the SEC Whistleblower Program, the SEC…

6 years ago