SEC whistleblower protection

Are disclosures or complaints about the books and records provisions of the FCPA protected under SOX? 

Are disclosures or complaints about the books and records provisions of the FCPA protected under SOX?

FCPA Whistleblower Protection Yes – some disclosures or complaints about the books and records provisions…

4 years ago

Why hire an SEC whistleblower lawyer?

Why Hire an SEC Whistleblower Lawyer  In contrast to False Claims Act (FCA) qui tam…

5 years ago

What is the SEC Office of the Whistleblower?

  SEC Office of the Whistleblower In 2011, the SEC Office of the Whistleblower was…

5 years ago

What acts of retaliation are prohibited by the Sarbanes-Oxley whistleblower protection law?

  Retaliation Prohibited by the Sarbanes-Oxley Whistleblower Protection Law The Sarbanes-Oxley whistleblower protection law prohibits a…

7 years ago

Does the Sarbanes-Oxley Act protect whistleblowing about potential violations of federal securities laws?

A SOX retaliation plaintiff need not demonstrate that they disclosed an actual violation of securities…

7 years ago

SEC Whistleblower Program: What are the largest SEC whistleblower awards?

  Largest SEC Whistleblower Awards to Date Since 2012, the SEC has issued more than…

7 years ago

SEC Whistleblower Program: Do I have to report a securities law violation to my company before reporting the violation to the SEC?

  In determining whether to report internally prior to reporting to the SEC, a whistleblower…

7 years ago