SEC Whistleblower Lawyers

SEC Whistleblower Program: Do I have to report a securities law violation to my company before reporting the violation to the SEC?

SEC Whistleblower Program: Do I have to report a securities law violation to my company before reporting the violation to the SEC?

  In determining whether to report internally prior to reporting to the SEC, a whistleblower…

7 years ago

SEC Whistleblower Program: Can compliance personnel, auditors, officers or directors qualify for an SEC whistleblower award?

  Compliance Personnel, Auditors, Officers, and Directors Can Obtain SEC Whistleblower Awards Compliance personnel, including internal…

7 years ago

SEC Whistleblower Program: Can I submit a tip to the SEC if I was involved in the fraud or misconduct?

    Yes, so long as you are not criminally charged. Indeed, the SEC has…

7 years ago

SEC Whistleblower Reward Program: Who is an “eligible” whistleblower for an award under the program?

Most individuals, regardless of citizenship, are “eligible” whistleblowers if they voluntarily provide the SEC with…

7 years ago

What is the SEC Whistleblower Program?

SEC Whistleblower Program The SEC Whistleblower Program offers awards to eligible whistleblowers who provide original information that leads to…

7 years ago

Is threatening a countersuit against a whistleblower an act of retaliation?

Yes, some courts have held that threatening to sue a whistleblower can be retaliatory if…

7 years ago