Awards Paid from a Deferred Prosecution Agreement or Non-Prosecution Agreement In September 2020, the SEC revised…
How to “Perfect” an SEC Whistleblower Tip to Qualify for an SEC Whistleblower Award The…
FCPA Whistleblower Protection Yes – some disclosures or complaints about the books and records provisions…
Internal Controls Whistleblowing Yes – disclosures about internal controls over financial reporting are protected under…
What is a Ponzi scheme? A Ponzi scheme is a type of investment fraud that…
Yes. In many circumstances, culpable whistleblowers are eligible to receive SEC whistleblowers awards (see limitations…
Statute of Limitations for SEC Whistleblower Reward Cases The statute of limitations impacting SEC…
Why Hire an SEC Whistleblower Lawyer In contrast to False Claims Act (FCA) qui tam…
How to Report Securities Fraud to the SEC To qualify for an award under…
SEC Office of the Whistleblower In 2011, the SEC Office of the Whistleblower was…
Awards for Reporting Financial Statement Fraud Yes. Under the SEC Whistleblower Program, eligible whistleblowers can…
The SEC's International Reach Against Fraudsters Yes. The antifraud provisions of the federal securities laws…
