Whistleblowing About Violations of the Federal Securities Laws Any violation of the federal securities…
SEC Whistleblower Program Under the SEC Whistleblower Program, eligible whistleblowers are entitled to an award…
The Dodd-Frank Act, which created the SEC Whistleblower Program, prohibits retaliation against whistleblowers for…
How the SEC Determines the Amount of an SEC Whistleblower Award Many factors affect the…
Anonymous Tips to the SEC Whistleblower Office Yes, a whistleblower can submit an anonymous tip…
Information “leads to” a successful SEC action if it causes the SEC to: Open an…
Original information qualifying for an SEC Whistleblower Award “Original information” is information that is…
Yes. The SEC firmly rejects any employer’s attempt to impede an employee’s communication…
In determining whether to report internally prior to reporting to the SEC, a whistleblower…
Compliance Personnel, Auditors, Officers, and Directors Can Obtain SEC Whistleblower Awards Compliance personnel, including internal…
Yes, so long as you are not criminally charged. Indeed, the SEC has…
Most individuals, regardless of citizenship, are “eligible” whistleblowers if they voluntarily provide the SEC with…
