Awards Paid from a Deferred Prosecution Agreement or Non-Prosecution Agreement In September 2020, the SEC revised…
How to “Perfect” an SEC Whistleblower Tip to Qualify for an SEC Whistleblower Award The…
Internal Controls Whistleblowing Yes – disclosures about internal controls over financial reporting are protected under…
Yes. In many circumstances, culpable whistleblowers are eligible to receive SEC whistleblowers awards (see limitations…
Why Hire an SEC Whistleblower Lawyer In contrast to False Claims Act (FCA) qui tam…
How to Report Securities Fraud to the SEC To qualify for an award under…
SEC Office of the Whistleblower In 2011, the SEC Office of the Whistleblower was…
Awards for Reporting Financial Statement Fraud Yes. Under the SEC Whistleblower Program, eligible whistleblowers can…
The SEC's International Reach Against Fraudsters Yes. The antifraud provisions of the federal securities laws…
SEC Sanctions and Penalties The U.S. Securities and Exchange Commission (SEC) obtains billions of dollars…
Issues to Consider Before Filing an SEC Whistleblower Complaint Every client’s potential matter is…
Yes, under the SEC’s whistleblower reward program, a disclosure to the SEC about a books…
