Dodd-Frank Act

SEC Whistleblower Program: What is the SEC Form TCR?

SEC Whistleblower Program: What is the SEC Form TCR?

  What is the SEC Whistleblower Program's Form TCR? The SEC Form TCR (Tip, Complaint…

7 years ago

IRS Whistleblower Office Calls on Congress to Protect Whistleblowers

The IRS Whistleblower Program’s annual report for FY 2015 calls on Congress to provide legal…

8 years ago

Taking Stock of the Success of Dodd-Frank’s Whistleblower Provisions

Today is the fifth anniversary of the enactment of the Dodd-Frank Act, which has transformed…

9 years ago

ACI Whistleblower Litigation Summit Features Directors of CFTC and SEC Whistleblower Programs

Leading whistleblower lawyer Jason Zuckerman will join distinguished faculty, including Sean McKessy, Chief of the SEC Office…

9 years ago

Whistleblower Lawyer Interviewed About SEC Whistleblower Award to Compliance Professional

Leading SEC Whistleblower Lawyer Quoted About Award to Compliance Professionals An article in Law 360…

9 years ago

SEC Awards More Than One Million Dollars to Compliance Officer

Compliance Officer Receives Whistleblower Bounty for Courageous Whistleblowing to the SEC Today the SEC announced…

9 years ago

Whistleblower Lawyer Co-Authors Article About De Facto Gag Clauses

Whistleblower lawyer Jason Zuckerman co-authored an article with Professor Richard Moberly and Jordan Thomas titled…

9 years ago

SEC Amicus Brief Argues that Dodd-Frank Protects Internal Whistleblowing

On December 11, 2014, the SEC filed an amicus brief in Mikael Safarian v. American DG…

9 years ago

Third Circuit Decision Highlights Key Procedural Distinctions Between Sarbanes-Oxley and Dodd-Frank Whistleblower Protection Provisions

Dodd-Frank Retaliation Claims Not Exempt from Mandatory Arbitration On December 8th, the Third Circuit held…

9 years ago

Whistleblower Lawyer Jason Zuckerman Speaking at CLE About Mastering Whistleblower, Qui Tam, & SLAPP Law

Whistleblower Lawyer Jason Zuckerman will be speaking at a CLE titled “Mastering Whistleblower, Qui Tam,…

9 years ago