sec whistleblower rules Archives

SEC Whistleblower Attorney Quoted About Proposed SEC Whistleblower Rules

A MarketWatch article titled SEC proposes to limit whistleblower awards quotes SEC whistleblower lawyer Jason Zuckerman about proposed amendments to the rules governing the SEC Whistleblower … Continued

SEC Proposes Amendments to SEC Whistleblower Rules

SEC Proposes Amendments to SEC Whistleblower Rules On June 28, 2018, the U.S. Securities and Exchange Commission (SEC) announced proposed amendments to the rules governing … Continued

SEC Whistleblower Rules to Maximize an Award

SEC Whistleblower Rules to Maximize an Award The SEC Whistleblower Program has awarded more than $350 million to whistleblowers since 2011. Under the rules of the … Continued

Lessons Whistleblowers Can Glean from March 19 SEC Order Awarding $83M to Whistleblowers

SEC Awards $88M to 3 Whistleblowers On March 19, 2018, the SEC issued an order authorizing $83M in whistleblower awards to three claimants and denying … Continued

Appealing an SEC Whistleblower Award Determination

SEC Whistleblowers Denied Multimillion-Dollar Award On August 31, 2017, two whistleblowers appealed to the Second Circuit the SEC’s denial of a whistleblower award related to … Continued

Money Laundering and the SEC Whistleblower Program

SEC Takes Aim at Broker-Dealers for Anti-Money Laundering Violations On June 5, 2017, the SEC charged brokerage firm Alpine Securities Corporation (Alpine) with securities law … Continued