sec whistleblower award Archives - Page 2 of 2

SEC Whistleblower Rules to Maximize an Award

SEC Whistleblower Rules to Maximize an Award The SEC Whistleblower Program has awarded more than $700 million to whistleblowers since 2012, which includes a multi-million dollar award … Continued

Money Laundering and the SEC Whistleblower Program

SEC Takes Aim at Broker-Dealers for Anti-Money Laundering Violations On June 5, 2017, the SEC charged brokerage firm Alpine Securities Corporation (Alpine) with securities law … Continued

SEC Whistleblower Attorney: Benefits of Experienced Representation

SEC Whistleblower Program In its short history, the SEC Whistleblower Program has already awarded more than $154 million to whistleblowers. Under the program, the SEC … Continued

SEC Whistleblower Program Not Limited to Corporate Insiders

SEC Whistleblower Awards for Independent Analysis On January 15, 2016, the SEC announced a whistleblower award of $700,000 to a company outsider who conducted a detailed … Continued

SEC Awards More Than One Million Dollars to Compliance Officer

Compliance Officer Receives Whistleblower Bounty for Courageous Whistleblowing to the SEC Today the SEC announced a whistleblower award of more than one million dollars to a … Continued