Dodd-Frank Act whistleblowing Archives

Texas Federal Court Holds that Dodd-Frank Act Whistleblower Protection Law Does Not Authorize Jury Trials

On February 20, 2025, Judge Horan held in Edwards v. First Trust Portfolios LP that a Dodd-Frank whistleblower retaliation plaintiff is not entitled to a … Continued

Report Concludes SEC’s Whistleblower Program is a Resounding Success and Essential to Investor Protection

Success of the SEC Whistleblower Program Benjamin Schiffrin, Director of Securities Policy at Better Markets, published a report titled The SEC’s Whistleblower Program Is Key … Continued

SEC Brings Charges Against Former CEO for Retaliating Against a Whistleblower and Impeding Whistleblowing

In an amended complaint filed in SEC v. Adam Rogas, et. al, a fraud case alleging that NS8 defrauded investors by falsely claiming millions of dollars … Continued

SEC Whistleblower Program Report Reveals Continued Success Protecting Investors and Combatting Fraud

The SEC Whistleblower Program’s report for FY 2022 reveals continued success in attracting whistleblower disclosures that significantly enhance the SEC’s ability to combat fraud and … Continued

SEC Whistleblower Attorneys Interviewed on Oh My Fraud Podcast About SEC Whistleblower Rewards

Oh My Fraud, an irreverent podcast from CPA/comedian Greg Kyte and blogger/former CPA Caleb Newquist, interviewed SEC whistleblower lawyers Matt Stock, CPA and Jason Zuckerman about the … Continued

Securities Fraud Whistleblowers Rewarded $37 Million for Providing Key Evidence in SEC Investigation

Securities Fraud Whistleblowers Rewarded $37 Million The Securities and Exchange Commission (SEC) announced a whistleblower award of approximately $37 million to two joint whistleblowers who … Continued

SEC Awards $40M to Two Whistleblowers: Lessons for Prospective SEC Whistleblowers

On October 15, 2021, the SEC announced that it awarded $40M to two whistleblowers. According to the order, both whistleblowers provided original information to … Continued

SEC Whistleblower Reform Law Would Strengthen Protections for SEC Whistleblowers

Congressman Al Green, Chair of the House Financial Services Committee Subcommittee on Oversight and Investigations, has introduced the Whistleblower Protection Reform Act of … Continued

Whistleblower Lawyer Will Speak at PLI CLE About Corporate Whistleblowing in 2021

Whistleblower lawyer Jason Zuckerman will speak at a Practicing Law Institute CLE about Corporate Whistleblowing in 2021 on June 30th. To register, click here. Zuckerman … Continued

Whistleblowers Can Play a Critical Role in the Biden Administration’s Fight Against Corruption

Today the White House issued an anti-corruption directive to federal agencies to prioritize efforts to combat corruption, including money laundering. The directive recognizes that “[c]orruption … Continued

Image of SEC Whistleblower Lawyer Will Speak at Seminar Examining New SEC Whistleblower Program Developments and the Scope of Corporate Whistleblower Protection Post-Digital Realty

SEC Whistleblower Lawyer Will Speak at Seminar Examining New SEC Whistleblower Program Developments and the Scope of Corporate Whistleblower Protection Post-Digital Realty

SEC whistleblower lawyer Jason Zuckerman will speak at a Lawline CLE titled Examining New SEC Whistleblower Program Developments and the Scope of Corporate Whistleblower Protection … Continued

Whistleblower Retaliation Lawyer Will Speak at Webinar About Whistleblower Retaliation Claims

Whistleblower retaliation lawyer Jason Zuckerman will speak at a National Business Institute webinar about Whistleblower Law and Retaliation Claims on August 12, 2020. Click here to … Continued