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Home > Dodd-Frank Act whistleblowing

Dodd-Frank Act whistleblowing

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Image of SEC Brings Charges Against Former CEO for Retaliating Against a Whistleblower and Impeding Whistleblowing

SEC Brings Charges Against Former CEO for Retaliating Against a Whistleblower and Impeding Whistleblowing

In an amended complaint filed in SEC v. Adam Rogas, et. al, a fraud case alleging that NS8 defrauded investors by falsely claiming millions of dollars … Continued

Image of SEC Whistleblower Program Report Reveals Continued Success Protecting Investors and Combatting Fraud

SEC Whistleblower Program Report Reveals Continued Success Protecting Investors and Combatting Fraud

The SEC Whistleblower Program’s report for FY 2022 reveals continued success in attracting whistleblower disclosures that significantly enhance the SEC’s ability to combat fraud and … Continued

Image of SEC Whistleblower Attorneys Interviewed on Oh My Fraud Podcast About SEC Whistleblower Rewards

SEC Whistleblower Attorneys Interviewed on Oh My Fraud Podcast About SEC Whistleblower Rewards

Oh My Fraud, an irreverent podcast from CPA/comedian Greg Kyte and blogger/former CPA Caleb Newquist, interviewed SEC whistleblower lawyers Matt Stock, CPA and Jason Zuckerman about the … Continued

Image of Securities Fraud Whistleblowers Rewarded $37 Million for Providing Key Evidence in SEC Investigation

Securities Fraud Whistleblowers Rewarded $37 Million for Providing Key Evidence in SEC Investigation

Securities Fraud Whistleblowers Rewarded $37 Million The Securities and Exchange Commission (SEC) announced a whistleblower award of approximately $37 million to two joint whistleblowers who … Continued

Image of SEC Awards $40M to Two Whistleblowers: Lessons for Prospective SEC Whistleblowers

SEC Awards $40M to Two Whistleblowers: Lessons for Prospective SEC Whistleblowers

  On October 15, 2021, the SEC announced that it awarded $40M to two whistleblowers.  According to the order, both whistleblowers provided original information to … Continued

Image of SEC Whistleblower Reform Law Would Strengthen Protections for SEC Whistleblowers

SEC Whistleblower Reform Law Would Strengthen Protections for SEC Whistleblowers

    Congressman Al Green, Chair of the House Financial Services Committee Subcommittee on Oversight and Investigations, has introduced the Whistleblower Protection Reform Act of … Continued

Image of Whistleblower Lawyer Will Speak at PLI CLE About Corporate Whistleblowing in 2021

Whistleblower Lawyer Will Speak at PLI CLE About Corporate Whistleblowing in 2021

Whistleblower lawyer Jason Zuckerman will speak at a Practicing Law Institute CLE about Corporate Whistleblowing in 2021 on June 30th.  To register, click here.  Zuckerman … Continued

Image of Whistleblowers Can Play a Critical Role in the Biden Administration’s Fight Against Corruption

Whistleblowers Can Play a Critical Role in the Biden Administration’s Fight Against Corruption

Today the White House issued an anti-corruption directive to federal agencies to prioritize efforts to combat corruption, including money laundering.  The directive recognizes that “[c]orruption … Continued

Image of SEC Whistleblower Lawyer Will Speak at Seminar Examining New SEC Whistleblower Program Developments and the Scope of Corporate Whistleblower Protection Post-Digital Realty

SEC Whistleblower Lawyer Will Speak at Seminar Examining New SEC Whistleblower Program Developments and the Scope of Corporate Whistleblower Protection Post-Digital Realty

SEC whistleblower lawyer Jason Zuckerman will speak at a Lawline CLE titled Examining New SEC Whistleblower Program Developments and the Scope of Corporate Whistleblower Protection … Continued

Image of Whistleblower Retaliation Lawyer Will Speak at Webinar About Whistleblower Retaliation Claims

Whistleblower Retaliation Lawyer Will Speak at Webinar About Whistleblower Retaliation Claims

Whistleblower retaliation lawyer Jason Zuckerman will speak at a National Business Institute webinar about Whistleblower Law and Retaliation Claims on August 12, 2020.  Click here to … Continued

Image of Facebook SEC Enforcement Action Has Important Implications for Cybersecurity Whistleblowing

Facebook SEC Enforcement Action Has Important Implications for Cybersecurity Whistleblowing

On July 24, 2019, the SEC announced that Facebook, Inc. has agreed to pay $100 million to resolve charges that Facebook made misleading disclosures regarding … Continued

Image of SEC Whistleblower Lawyer Interviewed About SEC Whistleblower Application Process

SEC Whistleblower Lawyer Interviewed About SEC Whistleblower Application Process

An article in law.com’s Compliance Hot Spots newsletter titled SEC Tells Whistleblower: Wait a Minute reports that an anonymous whistleblower is seeking an order from the … Continued

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