Tax and Securities Fraud Whistleblower Lawyer Interviewed by Bloomberg BNA Tax and securities fraud whistleblower lawyer Matt Stock was interviewed by Bloomberg BNA for an … Continued
The 2017 Annual Report of the SEC Office of the Whistleblower reveals that the program is extraordinarily successful in enabling the SEC to protect investors … Continued
On September 7, 2017, the SEC announced that financial services firm State Street agreed to pay more than $35 million to settle charges that it … Continued
Leading whistleblower lawyer Jason Zuckerman shared his analysis of False Claims Act developments with Bloomberg Government Federal Contracts Report. An article titled “Two Rulings Force Whistle-Blowers To … Continued
SEC Whistleblowers Denied Multimillion-Dollar Award On August 31, 2017, two whistleblowers appealed to the Second Circuit the SEC’s denial of a whistleblower award related to … Continued
J.P. Morgan Whistleblowers to Split $61 Million Award The SEC Whistleblower Office is set to announce its largest SEC whistleblower award to date – more … Continued
SEC Takes Aim at Broker-Dealers for Anti-Money Laundering Violations On June 5, 2017, the SEC charged brokerage firm Alpine Securities Corporation (Alpine) with securities law … Continued
SEC Whistleblower Program In its short history, the SEC Whistleblower Program has already awarded more than $154 million to whistleblowers. Under the program, the SEC … Continued
On May 22, 2017, the Commodity Futures Trading Commission (CFTC) unanimously approved amendments to its whistleblower rules that strengthen anti-retaliation protections for whistleblowers, prohibit “gag … Continued
SEC Enforcement Action Targeting Stock Promotion Schemes On April 10, 2017, the SEC announced enforcement actions against 27 individuals and entities for improper stock promotion … Continued
Accounting Fraud SEC Enforcement Action On March 3, 2017, the SEC announced that homebuilding company Desarrolladora Homex S.A.B. de C.V. (Homex) has agreed to settle … Continued
