SEC Whistleblower Rules Archives

SEC Prevails in Case Challenging its Anti-Gag Rule, a Pillar of the SEC Whistleblower Reward Program

A critical reason for the success of the SEC whistleblower program is the SEC’s adoption and enforcement of a strong anti-gag rule prohibiting any “person” … Continued

Whistleblower Lawyer Will Speak at PLI CLE About Corporate Whistleblowing in 2021

Whistleblower lawyer Jason Zuckerman will speak at a Practicing Law Institute CLE about Corporate Whistleblowing in 2021 on June 30th. To register, click here. Zuckerman … Continued

Whistleblower Lawyer Speaking at CLE About Whistleblower Rights of Private Sector Employees

Whistleblower lawyer Jason Zuckerman will speak at a DC Bar CLE on June 15, 2021 titled Handling Whistleblower Claims Series 2021 – Rights of Private Sector … Continued

SEC Whistleblower Lawyer will Moderate DC Bar Program About New Developments in the SEC Whistleblower Program

SEC whistleblower lawyer Jason Zuckerman will moderate a DC Bar webcast program titled New Developments in the SEC Whistleblower Program on December 9, 2020. To … Continued

SEC Whistleblower Program Firing on all Cylinders

The FY 2020 report of the SEC Office of the Whistleblower reveals that the SEC whistleblower program is firing on all cylinders. Enforcement actions from … Continued

Image of SEC Adopts Amendments to Whistleblower Rules that Will Strengthen Some Aspects of the Program But Also Reduce Large Awards and Limit Protection Against Retaliation

SEC Adopts Amendments to Whistleblower Rules that Will Strengthen Some Aspects of the Program But Also Reduce Large Awards and Limit Protection Against Retaliation

By a vote of 3-2, today the SEC adopted amendments to the rules governing the SEC Whistleblower Program. Now about a decade old, the program … Continued

SEC Awards $3.8 Million to Whistleblower for Assistance in Halting a Fraudulent Scheme

Award for Contributing Original Information to Ongoing Investigation Today the SEC awarded $3.8 million to a whistleblower that provided new information during the course of an … Continued

How the Best SEC Whistleblower Law Firms Advocate for SEC Whistleblowers

In a recent episode of inSecurities titled Inside the World of Whistleblowers, SEC whistleblower attorney Matt Stock discusses his extensive experience effectively representing whistleblowers before … Continued

$400 Million Awarded to SEC Whistleblowers

$400 Million Awarded to SEC Whistleblowers Today, the SEC Office of the Whistleblower announced that it has issued more than $400 million in awards to … Continued

How to Identify and Report a Ponzi Scheme

Ponzi Schemes at Highest Level in a Decade A Ponzi scheme is a type of investment fraud that leads investors to believe the “returns” on their … Continued

SEC Whistleblower Program Releases 2019 Annual Report

SEC Whistleblower Program’s Continued Success in 2019 The SEC Whistleblower Program’s 2019 Annual Report to Congress reveals that SEC whistleblower awards have proven to be … Continued

Whistleblower Lawyer Will Speak at ABA Conference About Developments in Sarbanes-Oxley and Dodd-Frank Act Litigation

Whistleblower lawyer Jason Zuckerman will speak at the ABA Section of Labor and Employment Law 13th Annual Labor and Employment Law Conference on a panel … Continued