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Home > SEC whistleblower protections

SEC whistleblower protections

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Image of SEC Brings Charges Against Former CEO for Retaliating Against a Whistleblower and Impeding Whistleblowing

SEC Brings Charges Against Former CEO for Retaliating Against a Whistleblower and Impeding Whistleblowing

In an amended complaint filed in SEC v. Adam Rogas, et. al, a fraud case alleging that NS8 defrauded investors by falsely claiming millions of dollars … Continued

Image of NAVEX Report Reveals Increase in Whistleblower Retaliation and Reporting of Misconduct

NAVEX Report Reveals Increase in Whistleblower Retaliation and Reporting of Misconduct

NAVEX’s 2022 Risk & Compliance Hotline & Incident Management Benchmark Report reveals an increase in internal reporting about misconduct and an increase in allegations of … Continued

Image of State Treasurers Call on SEC to Investigate Apple's Nondisclosure Agreements

State Treasurers Call on SEC to Investigate Apple’s Nondisclosure Agreements

In a January 30, 2022 letter to SEC Chair Gensler, eight State treasurers requested that the SEC investigate Apple’s nondisclosure agreements and whether Apple misled the SEC … Continued

Image of SEC Whistleblower Reform Law Would Strengthen Protections for SEC Whistleblowers

SEC Whistleblower Reform Law Would Strengthen Protections for SEC Whistleblowers

    Congressman Al Green, Chair of the House Financial Services Committee Subcommittee on Oversight and Investigations, has introduced the Whistleblower Protection Reform Act of … Continued

Image of SEC Prevails in Case Challenging its Anti-Gag Rule, a Pillar of the SEC Whistleblower Reward Program

SEC Prevails in Case Challenging its Anti-Gag Rule, a Pillar of the SEC Whistleblower Reward Program

A critical reason for the success of the SEC whistleblower program is the SEC’s adoption and enforcement of a strong anti-gag rule prohibiting any “person” … Continued

Image of Whistleblower Lawyer Speaking at CLE About Whistleblower Rights of Private Sector Employees

Whistleblower Lawyer Speaking at CLE About Whistleblower Rights of Private Sector Employees

  Whistleblower lawyer Jason Zuckerman will speak at a DC Bar CLE on June 15, 2021 titled Handling Whistleblower Claims Series 2021 – Rights of Private … Continued

Image of SEC Whistleblower Lawyer will Moderate DC Bar Program About New Developments in the SEC Whistleblower Program

SEC Whistleblower Lawyer will Moderate DC Bar Program About New Developments in the SEC Whistleblower Program

SEC whistleblower lawyer Jason Zuckerman will moderate a DC Bar webcast program titled New Developments in the SEC Whistleblower Program on December 9, 2020.  To … Continued

Image of SEC Adopts Amendments to Whistleblower Rules that Will Strengthen Some Aspects of the Program But Also Reduce Large Awards and Limit Protection Against Retaliation

SEC Adopts Amendments to Whistleblower Rules that Will Strengthen Some Aspects of the Program But Also Reduce Large Awards and Limit Protection Against Retaliation

By a vote of 3-2, the SEC adopted amendments to the rules governing the SEC Whistleblower Program.  Now about a decade old, the program has … Continued

Image of Whistleblower Retaliation Lawyer Will Speak at Webinar About Whistleblower Retaliation Claims

Whistleblower Retaliation Lawyer Will Speak at Webinar About Whistleblower Retaliation Claims

Whistleblower retaliation lawyer Jason Zuckerman will speak at a National Business Institute webinar about Whistleblower Law and Retaliation Claims on August 12, 2020.  Click here to … Continued

Image of Recent SEC Whistleblower Awards Highlight Pervasive Retaliation

Recent SEC Whistleblower Awards Highlight Pervasive Retaliation

  Recent SEC Whistleblower Awards Highlight Pervasive Retaliation When the SEC proposed regulations implementing the Dodd-Frank Act SEC whistleblower reward provisions, many companies and the … Continued

Image of Investment Fraud Case: Sham Company Sells Millions of Dollars Worth of Stock To The Elderly

Investment Fraud Case: Sham Company Sells Millions of Dollars Worth of Stock To The Elderly

  According to a DOJ press release, two men were found guilty of multiple counts of conspiracy to commit mail and wire fraud, and money laundering. … Continued

Image of Bio-Rad Whistleblower Retains Most of his Record Whistleblower Retaliation Verdict on Appeal

Bio-Rad Whistleblower Retains Most of his Record Whistleblower Retaliation Verdict on Appeal

  In February 2017, Sanford Wadler, a former in-house lawyer at Bio-Rad, secured a record $11M verdict in his whistleblower retaliation lawsuit.  Despite his stellar … Continued

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