SEC Whistleblower Program Internal Reporting Archives

Image of SEC Adopts Amendments to Whistleblower Rules that Will Strengthen Some Aspects of the Program But Also Reduce Large Awards and Limit Protection Against Retaliation

SEC Adopts Amendments to Whistleblower Rules that Will Strengthen Some Aspects of the Program But Also Reduce Large Awards and Limit Protection Against Retaliation

By a vote of 3-2, today the SEC adopted amendments to the rules governing the SEC Whistleblower Program. Now about a decade old, the program … Continued

Whistleblower Retaliation Lawyer Will Speak at Webinar About Whistleblower Retaliation Claims

Whistleblower retaliation lawyer Jason Zuckerman will speak at a National Business Institute webinar about Whistleblower Law and Retaliation Claims on August 12, 2020. Click here to … Continued

SEC Whistleblower Lawyer Matt Stock Quoted About SEC Whistleblower Claims

Law360 interviewed SEC whistleblower lawyer Matt Stock, Director of the Whistleblower Rewards Practice at Zuckerman Law, for an article titled Publicizing Whistleblower Claims Doesn’t Always Pay … Continued

Facebook SEC Enforcement Action Has Important Implications for Cybersecurity Whistleblowing

On July 24th, the U.S Securities and Exchange Commission announced that Facebook, Inc. has agreed to pay $100 million to resolve charges that Facebook made … Continued

$4.5M SEC Whistleblower Award Underscores Incentives to Report Internally

$4.5M SEC Whistleblower Award Underscores Incentives to Report Internally On May 24, 2019, the SEC awarded $4.5M to a whistleblower whose disclosures to his employer … Continued

SEC Whistleblower Program: What is the SEC Form TCR?

What is the SEC Form TCR? The SEC Form TCR (Tip, Complaint or Referral) is the form whistleblowers and their attorneys use to submit tips … Continued

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