Improper Revenue Recognition A June 2020 report issued by Cornerstone found that one in four SEC enforcement actions in 2019 involved revenue recognition. The most … Continued
SEC Whistleblower Attorney Matt Stock Quoted About Auditor Independence Compliance Week article quoted SEC whistleblower attorney Matt Stock in an article titled “Audit committees need … Continued
SEC Whistleblowers Denied Multimillion-Dollar Award On August 31, 2017, two whistleblowers appealed to the Second Circuit the SEC’s denial of a whistleblower award related to … Continued
An article in Corporate Counsel titled “Ride the Whistleblower Wave” discusses the increase in whistleblower litigation and quotes whistleblower attorney Jason Zuckerman about recent developments … Continued
Leading SEC whistleblower attorney Jason Zuckerman was interviewed by Advisor Hub, a publication covering the wealth management industry, about a forthcoming announcement by the SEC of … Continued
J.P. Morgan Whistleblowers to Split $61 Million Award The SEC Whistleblower Office is set to announce its largest SEC whistleblower award to date – more … Continued
SEC Enforcement Action Targeting Stock Promotion Schemes On April 10, 2017, the SEC announced enforcement actions against 27 individuals and entities for improper stock promotion … Continued
Accounting Fraud SEC Enforcement Action On March 3, 2017, the SEC announced that homebuilding company Desarrolladora Homex S.A.B. de C.V. (Homex) has agreed to settle … Continued
SEC Awards for Disclosures of Foreign Bribery or FCPA Violations Under the SEC Whistleblower Program, the SEC Whistleblower Office will issue awards to whistleblowers who … Continued
DOL ARB Defines Scope of SOX Protected Conduct In an article on the Department of Labor Administrative Review Board’s landmark decision in Sylvester v. … Continued