SEC Whistleblower Award Archives - Page 5 of 5

Report Improper Revenue Recognition and Qualify for an SEC Whistleblower Award

Improper Revenue Recognition A June 2020 report issued by Cornerstone found that one in four SEC enforcement actions in 2019 involved revenue recognition. The most … Continued

Compliance Week Quotes SEC Whistleblower Attorney About Auditor Independence

SEC Whistleblower Attorney Matt Stock Quoted About Auditor Independence Compliance Week article quoted SEC whistleblower attorney Matt Stock in an article titled “Audit committees need … Continued

Appealing an SEC Whistleblower Award Determination

SEC Whistleblowers Denied Multimillion-Dollar Award On August 31, 2017, two whistleblowers appealed to the Second Circuit the SEC’s denial of a whistleblower award related to … Continued

Corporate Counsel Article Highlights Increase in Whistleblower Claims

An article in Corporate Counsel titled “Ride the Whistleblower Wave” discusses the increase in whistleblower litigation and quotes whistleblower attorney Jason Zuckerman about recent developments … Continued

SEC Whistleblower Attorney Interviewed About Record SEC Whistleblower Award

Leading SEC whistleblower attorney Jason Zuckerman was interviewed by Advisor Hub, a publication covering the wealth management industry, about a forthcoming announcement by the SEC of … Continued

SEC to Announce Largest SEC Whistleblower Award to Date

J.P. Morgan Whistleblowers to Split $61 Million Award The SEC Whistleblower Office is set to announce its largest SEC whistleblower award to date – more … Continued

SEC Scrutinizes “Fake News” Stock Promotion Schemes

SEC Enforcement Action Targeting Stock Promotion Schemes On April 10, 2017, the SEC announced enforcement actions against 27 individuals and entities for improper stock promotion … Continued

Accounting Fraud SEC Whistleblower Attorneys

Accounting Fraud SEC Enforcement Action On March 3, 2017, the SEC announced that homebuilding company Desarrolladora Homex S.A.B. de C.V. (Homex) has agreed to settle … Continued

SEC Awards for Disclosures of Foreign Bribery or FCPA Violations

SEC Awards for Disclosures of Foreign Bribery or FCPA Violations Under the SEC Whistleblower Program, the SEC Whistleblower Office will issue awards to whistleblowers who … Continued

SEC Whistleblower Program: What is the SEC Form TCR?

What is the SEC Form TCR? The SEC Form TCR (Tip, Complaint or Referral) is the form whistleblowers and their attorneys use to submit tips … Continued

Law 360 Quotes Whistleblower Lawyer Jason Zuckerman on Seminal Sarbanes-Oxley Whistleblower Decision

DOL ARB Defines Scope of SOX Protected Conduct In an article on the Department of Labor Administrative Review Board’s landmark decision in Sylvester v. … Continued