On May 22, 2017, the Commodity Futures Trading Commission (CFTC) unanimously approved amendments to its whistleblower rules that strengthen anti-retaliation protections for whistleblowers, prohibit “gag … Continued
On February 3, 2017, the U.S. Commodity Futures Trading Commission (CFTC) charged The Royal Bank of Scotland a $85 million civil monetary penalty for an … Continued
On November 21, 2016, the CFTC released its annual enforcement results for FY 2016. According to the report, the agency filed 68 enforcement cases and … Continued
In a marked shift from its 2011 rulemaking implementing the whistleblower reward provisions of the Dodd-Frank Act, the U.S. Commodity Futures Trading Commission (CFTC) has … Continued
Swap Dealer Disclosure and Reporting Requirements Under the Dodd-Frank Act, swap dealers and major swap participants are required to comply with certain disclosure, … Continued
By Dallas Hammer Today the CFTC announced it has awarded a whistleblower $50,000 for information provided through its whistleblower award program. In 2010, the … Continued
