Diana Alsabe, Author at Zuckerman Law

What is the SEC Office of the Whistleblower?

SEC Office of the Whistleblower In 2011, the SEC Office of the Whistleblower was created pursuant to the Dodd-Frank Wall Street Reform and Consumer Protection … Continued

Insider Trading Exposed By Whistleblower Tips and New Technology

The SEC Continues to Root Out Insider Trading Insider trading occurs when an individual buys or sells a security, in breach of a fiduciary duty or other relationship … Continued

Can I receive an award for reporting financial statement fraud?

Awards for Reporting Financial Statement Fraud Yes. Under the SEC Whistleblower Program, eligible whistleblowers can receive an award for reporting financial statement fraud if their … Continued

How to Report Accounting Fraud and Earn an SEC Whistleblower Award

SEC Targets Accounting Fraud in Financial Reporting In the early 2000s, the U.S. Securities and Exchange Commission (SEC) was abruptly reminded about the dangers of accounting … Continued

False Claims Act Whistleblower Prevails in First Circuit Appeal

In an appeal to the First Circuit, a False Claims Act (FCA) whistleblower prevailed and established favorable precedent about protections for whistleblowers alleging violations of … Continued

How to Report a Ponzi Scheme and Earn an SEC Whistleblower Award

Ponzi Schemes and the SEC Whistleblower Program Ten years have passed since the collapse of Bernard Madoff’s multibillion-dollar Ponzi scheme, which played a major role … Continued

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